Deputy Chief Compliance Officer Job at Confidential, New York, NY

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  • Confidential
  • New York, NY

Job Description

Deputy Chief Compliance Officer

About the Company

Diversified financial institution

Industry
Financial Services

Type
Privately Held

About the Role

The Company is in search of a Deputy Chief Compliance Officer to join their team. The successful candidate will be a key player in the development, implementation, and maintenance of BSA/AML and OFAC, regulatory compliance, and fraud programs. This role involves ensuring that the company operates in accordance with all relevant laws, regulations, and internal policies. The Deputy Chief Compliance Officer will assist in the creation of compliance policies and procedures, monitor the effectiveness of the compliance program, and oversee the compliance governance framework. Additionally, the role includes managing the corporate compliance program, training employees, and working with business lines to identify and mitigate compliance risks. Applicants for the Deputy Chief Compliance Officer position at the company should have a Bachelor's degree in a relevant field and a minimum of 7 years' experience in compliance, risk management, or a related area within the financial services industry. In-depth knowledge of the Bank Secrecy Act, Anti-Money Laundering regulations, and the Patriot Act is essential. The role requires strong analytical skills, attention to detail, and the ability to communicate effectively. The ideal candidate will be adept at managing multiple projects, be proficient in Microsoft Office, and have a proven track record of working both independently and as part of a team. Responsibilities also include conducting compliance assessments, preparing regulatory filings, and staying abreast of industry and regulatory changes.

Travel Percent
Less than 10%

Functions

  • Finance
  • Operations

Job Tags

Full time,

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