Head of BSA, AML, and Financial Crimes - Capital Markets Job at Larson Maddox, Jersey City, NJ

K1B0bXJXMFFkTk9peDhHNnA2a21LeHVJ
  • Larson Maddox
  • Jersey City, NJ

Job Description

A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and implementing any policy changes. Experience with AML, Sanctions, Anti-Brirbery and Corruption, and BSA compliance are necessary. The role will also manage a small team and be supported by additional staff. The will involve advisory compliance repsonsibilities but will also be heavily involved in the daily execution of the compliance program, special projects, and internal controls. A strong background with products is preferred, and any exposure to emerging risk would be a plus.

Requirements:

  • 10+ years of experience within financial crimes for capital markets
  • Strong product knowledge and the ability to be hands-on
  • Experience dealing directly with regulators
  • Advisory experience, comfort presenting to a board, and policy implementation experience is a plus
  • Advanced degress are a plus

Job Tags

Similar Jobs

Leavenworth Waterworks

Water Treatment Operator Job at Leavenworth Waterworks

Water Treatment Operator Must live in the United States or be willing to relocate within one hour of travel time. Must have a High School Diploma or equivalent. Available position for overnight swing operator that consists of 12:00 A.M. - 8:00 A.M. Saturday &... 

City of Norfolk, Virginia

Library Associate I Job at City of Norfolk, Virginia

 ...Library Associate I Print ( Apply ? Library Associate I Salary $41,503.00 Annually Location Norfolk, VA Job...  ...patrons in the use of collection and computers. The Norfolk Public Library offers equal opportunity access to information, high quality... 

Jim 'N Nick's Community Bar-B-Q

Assistant Restaurant Manager Job at Jim 'N Nick's Community Bar-B-Q

BRING YOUR FIRE, CAREERS START HERE! TOTAL COMP NEAR $70k! Position Overview The Restaurant Manager position is responsible for providing uncompromised excellence at all times, making food, the guest and our team members a constant priority. The Assistant Restaurant...

St. Luke's Health System

Registered Nurse (RN) - Home Health - $35-55 per hour Job at St. Luke's Health System

 ...St. Luke's Health System is seeking a Registered Nurse (RN) Home Health for a nursing job in Boise, Idaho. Job Description & Requirements ~ Specialty: Home Health ~ Discipline: RN ~ Duration: Ongoing ~40 hours per week ~ Shift: 8 hours ~ Employment Type... 

Courtyard Las Vegas

Area Chief Engineer Job at Courtyard Las Vegas

Compensation Type: Yearly Highgate Hotels: Highgate is a premier real estate investment and hospitality management company widely recognized as an innovator in the industry. Highgate is the dominant player in U.S. gateway markets including New York, Boston, Miami, San Francisco...