Job Description

Head of Compliance – Chief Compliance Officer Manage day-to-day activities of the Compliance department and offer ongoing support to all departments on Compliance issues, especially concerning AML/KYC files related to EFA’s Transfer Agency activity and to the onboarding of new investment vehicles to be serviced by UI efa Supporting the RR ( Responsible for the AML/CTF obligations ) and the Management Board as part of their responsibilities Update general Compliance policies and procedures as required by Luxembourg Law, more particularly concerning UI efa’s AML/KYC framework and risk approach. Organize or perform regular trainings regarding such compliance areas Maintenance of risk assessment methodology and country risk assessment as well as to assess AM/CTF risk on an annual basis Perform and enhance the compliance framework monitoring, including second line of defence controls and thematic reviews Be the Chairman of UI efa’s internal “AML/KYC Committee” Write regular reports on Compliance issues to the Management Board and the Supervisory Board Liaise with the Audit, Compliance and Risk Committee composed by members of the Supervisory Board and the external auditor Be the contact person with the regulatory authorities (CSSF, CRF) Oversee and assist with new client relationships or new products from a compliance perspective Encourage development of the compliance culture within the Company Participate in projects to implement or improve information technology solutions for managing AML/KYC processes Act as Responsible in charge of the control of compliance with AML/CTF professional obligations ( RC ) Act as Data Protection Officer Report directly to the Member of the Management Board in charge of Compliance Your skills and experience: You hold a University degree in law, finance or economics You have at least 10 years of experience in the financial sector and more than 5 years in compliance, preferably in the financial sector in Luxembourg with an experience in leadership You are an expert of current KYC and AML practices and have a thorough knowledge of the legal and regulatory environment applicable to a Luxembourg Central Administration (including EU/ CSSF rules and regulations) and its clients being regulated or non-regulated investment funds You have the ability to set clear compliance strategy and direction, are results-oriented, but still aware of risk management aspects You combine a large autonomy with the necessary attention to detail, have strong priority-management skills at both individual and team levels. You are very well organized, committed to deadlines and able to work independently You have very good knowledge of Microsoft Office You are fluent in English, French and German will be considered an advantage You have excellent communication and writing skills What we offer: An exciting working environment and challenging tasks Extensive insight into the European fund industry Friendly, international and goal-oriented working environment High degree of independent work Varied work as part of a dynamic and ambitious company that has been established in the Grand Duchy of Luxembourg for more than 25 years An attractive remuneration scheme: Company Agreement, 34.5 days’ leave, Lunch Pass card, life and disability insurance, pension scheme, interest subsidies, a Sympass card, offices located close to the Luxembourg Central Station, etc. Apply now First name * Last name * Your Email * Title Your Phone Number Country * Your CV Upload Message I agree that the data sent through this form will only be used to process my request. Data processing is subject to our privacy policy #J-18808-Ljbffr Jobleads-US

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